Firms & Funds

IPOs/Recent Issues 0401 –

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OIL STATES INTERNATIONAL
Houston
Went public 02/09/01 at $9 per share
Filing Range: 10.0 million shares at $9 to $10
Shares Outstanding: 46.38 million shares
Underwriters: Merrill Lynch & Co./Credit Suisse First Boston/Simmons & Co. International
Company Counsel: Vinson & Elkins LLP
Manager Counsel: Baker & Botts
Auditor: Ernst & Young LLP
The Company:
Provides offshore products to the oil and gas industry including flex-element technology, advanced connectors and sub-sea pipeline products, and its well site services range from catering and remote site accommodations to hydraulic well control and rental equipment. The company has also added tubular services and offers casing, premium tubing, and line pipe.
Venture Backers:
SCF Partners
Financing Rounds:
Round # Round Date Number of Stage Investors Round Amt. ($ thousands)
1 03/01/1998 1 Expansion 5000.0
2 02/01/2000 1 Expansion N/A
Financials:
(Data in $ millions) Y/E
12/31/99
Total Revenues: $487.4
Net Income: 8.9

RIVERSTONE NETWORKS
Santa Clara, Calif.
Went public 02/16/01 at $12 per share
Filing Range: 10.0 million shares at $11 to $13
Shares Outstanding: 102 million shares
Underwriters: Morgan Stanley Dean Witter/J.P. Morgan Securities Inc./Lehman Brothers/Salomon Smith Barney
Company Counsel: Ropes & Gray
Manager Counsel: Wilson Sonsini Goodrich & Rosati
Auditor: KPMG LLP
The Company:
Riverstone Networks manufacturers routers and switches that combine the bit-level control and accountability required for data services with the connectivity to link any transport from DS0 and T1 up to SONET and DWDM.
Venture Backers:
Silver Lake Partners
Financing Rounds:
Round # Round Date Number of Stage Investors Round Amt. ($ thousands)
1 02/15/2001 1 Expansion N/A
Financials:
(Data in $ millions) Y/E
2/29/00
Total Revenues: $23.1
Net Income: (37.4)

THIRD WAVE TECHNOLOGIES
Madison, Wis.
Went public 02/09/01 at $11 per share
Filing Range: 7.5 million shares at $11 to $13
Shares Outstanding: 39.15 million shares
Underwriters: Lehman Brothers/CIBC World Markets Inc/Dain Rauscher Wessels/Robert W. Baird & Co./Fidelity Capital Markets
Company Counsel: Wilson Sonsini Goodrich & Rosati
Manager Counsel: Mintz Levin Cohn Ferris Glovsky & Popeo
Auditor: Ernst & Young LLP
The Company:
Develops enzymes and systems for manipulating DNA & RNA. The company’s product is used as a genetic analysis tool and aims to provide a new paradigm for genetic/DNA-based identification and the monitoring of diagnostic outcomes.
Venture Backers:
Schroder Ventures International Life Sciences
Venture Investors Management LLC
EuclidSR Partners
Invesco Private Capital
Schroder Ventures
CIBC Capital Partners
Galleon Management Inc.
Scudder Kemper Investments Inc.
American Express
Essex Venture Partners
Putnam Management
Burrill & Co.
Financing Rounds:
Round # Round Date Number of Stage Investors Round Amt. ($ thousands)
1 10/16/1998 3 Expansion 9400.0
2 08/31/1999 7 Later Stage 19500.2
3 07/26/2000 17 Expansion 48000.0
Financials:
(Data in $ millions) Y/E
12/31/00
Total Revenues: $11.4
Net Income: (25.6)