Briazz | |||
Seattle, Wash. | |||
Went public 05/02/01 at $8 per share | |||
Filing Range: | 2.0 million shares at $8 to $12 | ||
Offering Size: | $16.0 million | ||
Post Offering Valuation: | $46.4 million | ||
Shares Outstanding: | 5.8 million shares | ||
Underwriters: | W.R. Hambrecht & Co. | ||
Company Counsel: | Dorsey & Whitney LLP | ||
Manager Counsel: | Perkins Coie | ||
Auditor: | PriceWaterhouse Coopers LLP | ||
The Company | |||
Operates as an upscale sandwich chain. The company offers sandwiches, salads, soups and other items to "on-the-go" office workers throughout 40 cafes in Chicago, Los Angeles, San Francisco and Seattle. | |||
Venture Backers | |||
Benaroya Capital Co. | |||
Whitney & Co. | |||
Chartwell Capital Management Co. | |||
Kirlan Venture Capital Inc. | |||
Financing Rounds | |||
Round # | Round Date |
Number of Stage Investors
|
Round Amt. ($ thousands)
|
1 | 0/01/1996 | 1 Early Stage | 8485.0 |
2 | 07/01/199 | 4 Expansion | 19000.0 |
3 | 10/27/98 | 3 Expansion | 5000.0 |
4 | 8/1/99 | 1 Expansion | 5001.0 |
5 | 5/1/00 | 1 Expansion | 2250.0 |
6 | 2/1/01 | 1 Expansion | 3046.0 |
Financials | |||
(Data in $ millions except EPS) | Y/E (12/31/00) | ||
Total Revenues: | $33.70 | ||
Net Income: | -6.3 | ||
EPS: | ($2,455.68) |
Global Power Equipment Group | |||
Tulsa, Okla. | |||
Went public 05/18/01 at $20 per share | |||
Filing Range: | 7.35 million shares at $16 to $18 | ||
Offering Size: | $147.0 million | ||
Post Offering Valuation: | $896.9 million | ||
Shares Outstanding: | 44.8 million shares | ||
Underwriters: | Credit Suisse First Boston/Salomon Smith Barney/ Deutsche Banc Alex. Brown/Raymond James & Associates Inc. | ||
Company Counsel: | White & Case LLP | ||
Manager Counsel: | Cravath, Swaine & Moore | ||
Auditor: | Arthur Andersen LLP | ||
The Company | |||
Designs, engineers and manufactures a portfolio of equipment for gas turbine power plants. | |||
Venture Backers | |||
Harvest Partners Inc. | |||
PPM America | |||
Saw Mill Capital LLC | |||
Financing Rounds | |||
Round # | Round Date |
Number of Stage Investors
|
Round Amt. ($ thousands)
|
1 | 3/9/01 | 3 Expansion | N/A |
Financials | |||
(Data in $ millions except EPS) | Y/E (12/31/00) | ||
Total Revenues: | $416.60 | ||
Net Income: | -7.2 | ||
EPS: | ($0.20) |
Peabody Energy Corp. | |||
Saint Louis, Mo. | |||
Went public 05/22/01 at $28 per share | |||
Filing Range: | 15 million shares at $22 to $24 | ||
Offering Size: | $420 million | ||
Post Offering Valuation: | $1.3 billion | ||
Outstanding Shares: | 49.6 million shares | ||
Underwriters: | Lehman Brothers/Bear Stearns & Co. Inc./Merrill Lynch & Co./Morgan Stanley/UBS Warburg/AG Edwards & Sons Inc. | ||
Company Counsel: | Simpson Thacher & Bartlett | ||
Manager Counsel: | Weil Gotshal & Manges | ||
Auditor: | Ernst & Young LLP | ||
The Company | |||
Provides coal mining services and wholesale coal. The company also provides marketing services for providers of electricity and other energy related services. | |||
Venture Backers | |||
Lehman Brothers | |||
Mutual of New York | |||
Lexington Partners Inc. | |||
Financing Rounds | |||
Round # | Round Date |
Number of Stage Investors
|
Round Amt. ($ thousands)
|
1 | 5/18/98 | 1 Expansion | 334588.0 |
2 | 7/13/98 | 2 Expansion | 60000.0 |
3 | 10/31/98 | 1 Expansion | 115441.0 |
Financials | |||
(Data in $ millions except EPS) | Y/E (3/31/01) | ||
Total Revenues: | $2,579.10 | ||
Net Income: | 107.1 | ||
EPS: | $2.97 |
Simplex Solutions Inc. | |||
Sunnyvale, Calif. | |||
Went public 05/02/01 at $12 per share | |||
Filing Range: | 4.0 million shares at $10 to $12 | ||
Offering Size: | $44.0 million | ||
Post Offering Valuation: | $173.0 million | ||
Shares Outstanding: | 14.4 million shares | ||
Underwriters: | Credit Suisse First Boston/Robertson Stephens & Co./SG Cowen Securities Corp. | ||
Company Counsel: | Wilson Sonsini Goodrich & Rosati | ||
Manager Counsel: | Morrison & Foerster | ||
Auditor: | PriceWaterhouse Coopers LLP | ||
The Company | |||
Develops electronic design automation (EDA) software to ensure high-quality designs that provide first-time shippable silicon, increased semiconductor process yields and long-term IC reliability. | |||
Venture Backers | |||
Intel Corp. | |||
Mayfield Fund | |||
Worldview Technology Partners | |||
Sumitomo Corp. | |||
Stanford University | |||
Financing Rounds | |||
Round # | Round Date |
Number of Stage Investors
|
Round Amt. ($ thousands)
|
1 | 3/29/96 | 2 Early Stage | 2450.0 |
2 | 6/25/96 | 2 Early Stage | 2065.0 |
3 | 3/1/97 | 7 Expansion | 7438.0 |
4 | 4/7/98 | 4 Expansion | 12200.0 |
Financials | |||
(Data in $ millions except EPS) | Y/E (9/30/00) | ||
Total Revenues: | $22.80 | ||
Net Income: | -6.7 | ||
EPS: | ($0.96) |
Smith & Wollensky Restaurant Group | |||
New York | |||
Went public 05/23/01 at $8.50 per share | |||
Filing Range: | 5.05 million shares at $8 to $10 | ||
Offering Size: | $45.5 million | ||
Post Offering Valuation: | $71.0 million | ||
Shares Outstanding: | 9.0 million shares | ||
Underwriters: | CE Unterberg Towbin/Morgan Keegan Inc./McDonald Investments | ||
Company Counsel: | Hutchins Wheeler & Dittmar | ||
Manager Counsel: | Paul Hastings Janofsky & Walker | ||
Auditor: | KPMG LLP | ||
The Company | |||
Owns and operates a chain of steak and seafood restaurants. | |||
Venture Backers | |||
Thomas H. Lee Putnam | |||
Financing Rounds | |||
Round # | Round Date |
Number of Stage Investors
|
Round Amt. ($ thousands)
|
1 | 2/12/96 | 1 Buyout/Acq. | 2804.0 |
2 | 2/10/97 | 1 Expansion | 3303.0 |
3 | 3/18/98 | 1 Expansion | 251.0 |
4 | 1/1/01 | 1 Expansion | 0.0 |
Financials | |||
(Data in $ millions except EPS) | Y/E (12/31/00) | ||
Total Revenues: | $81.50 | ||
Net Income: | -4.9 | ||
EPS: | ($2.07) |
Tellium Inc. | |||
Oceanport, N.J. | |||
Went public 05/17/01 at $15 per share | |||
Filing Range: | 9.0 million shares at $13 to $15 | ||
Offering Size: | $135 million | ||
Post Offering Valuation: | $1.6 billion | ||
Shares Outstanding: | 108.8 million shares | ||
Underwriters: | Morgan Stanley/Thomas Weisel Partners/UBS Warburg/CIBC World Markets/Wit Soundview Group Inc. | ||
Company Counsel: | Fried Frank Harris Shriver & Jacobson | ||
Manager Counsel: | Wilson Sonsini Goodrich & Rosati | ||
Auditor: | Deloitte & Touche LLP | ||
The Company | |||
Develops, manufactures and markets telecommunications network equipment. The company develops networks based on WDM (Wavelength Division Multiplexing) technology that increases capacity of a fiber optic network. | |||
Venture Backers | |||
Thomas Weisel Partners | |||
Oak Investment Partners | |||
Cisco Systems Inc. | |||
Pequot Capital Management Inc. | |||
Blue Rock Capital | |||
Accel Partners | |||
Worldview Technology Partners | |||
Financing Rounds | |||
Round # | Round Date |
Number of Stage Investors
|
Round Amt. ($ thousands)
|
1 | 5/8/97 | 8 Early Stage | 21599.9 |
2 | 5/20/98 | 2 Expansion | 1000.0 |
3 | 2/11/99 | 9 Later Stage | 23300.0 |
4 | 11/30/99 | 10 Later Stage | 50000.0 |
Financials | |||
(Data in $ millions except EPS) | Y/E (12/31/00) | ||
Total Revenues: | $15.60 | ||
Net Income: | -110.3 | ||
EPS: | ($13.96) |