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Graham Bippart

compliance, regulations, SEC
The Securities and Exchange Commission has conducted examinations of managers focused solely on their ESG policies and procedures, says one person with knowledge of an exam.
Compliance pros shared their real-life nightmare scenarios at PEI’s Private Funds Compliance Forum in New York.
The organization aims to cut down on the time, money and energy put into the NDA process.
Emerging managers are where the organization hopes to see the most widespread adoption. Sister title Private Funds CFO spoke with some of the people who developed it as they hoped to spark debate.

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